Commodity Exchange Authority

Results: 63



#Item
11Financial system / Commodity Exchange Authority / United States Department of Agriculture / Commodity Futures Trading Commission Act / Commodity Futures Trading Commission / United States administrative law / Commodity Exchange Act / U.S. Securities and Exchange Commission / Office of Management and Budget / Financial economics / Government / Financial markets

[removed]HR13113 Commodity Futures Trading Commission Act of[removed])

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Source URL: www.fordlibrarymuseum.gov

Language: English - Date: 2014-07-08 17:23:06
12Finance / Financial markets / United States securities law / Commodities market / Futures contract / Financial Industry Regulatory Authority / National Futures Association / Goldman Sachs / Commodity Exchange Act / Financial economics / Investment / Self-regulatory organizations

Panelist for Public Roundtable to Discuss Proposed Rulemaking Enhancing Protections Afforded Customers and Funds Deposited by Customers

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Source URL: www.cftc.gov

Language: English
13Government / SEC filings / Corporate governance / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / European Insurance and Occupational Pensions Authority / Securities Act / Commodity Futures Trading Commission / Financial regulation / European Union / United States securities law

January 14, 2015 LEGAL ENTITY IDENTIFIER EXISTING AND PROPOSED RULEMAKING JURISDICTION RULE

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Source URL: gfma.org

Language: English - Date: 2015-01-14 14:40:23
14Investment / Flash Crash / U.S. Securities and Exchange Commission / High-frequency trading / Commodity Futures Trading Commission / Financial Industry Regulatory Authority / Algorithmic trading / Dodd–Frank Wall Street Reform and Consumer Protection Act / Payment for order flow / Financial markets / Financial economics / Finance

WILLIAMS & JENSEN, PLLC

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Source URL: www.securitytraders.org

Language: English - Date: 2014-10-16 13:09:51
15Financial system / Commodity Futures Trading Commission / Hong Kong Monetary Authority / Futures contract / Derivative / Securities and Futures Commission / Commodity Exchange Act / Markets in Financial Instruments Directive / Futures exchange / Financial economics / Financial markets / Finance

Microsoft Word - ICI Global Comment Letter to HK Further Consultation on Reporting Rules FINAL (4)

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Source URL: www.iciglobal.org

Language: English
16Financial economics / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Government / Commodity Futures Modernization Act / Securities Exchange Act / Futures contract / Financial regulation / Commodity Futures Trading Commission / Late-2000s financial crisis

U.S. Response: Jurisdictions’ Authority and Process for Exercising Deference in Relation to OTC Derivatives Regulation I. BACKGROUND In July 2010, the United States enacted legislation regarding, among other topics, ce

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-10-23 10:44:38
17Financial system / Electronic trading platform / Futures exchange / Securities market / Bank regulation / Financial markets / Commodity Futures Modernization Act / Financial economics / Finance / Derivative

PLEN[removed]ANNEX Mexico’s authority and process for exercising deference in relation to OTC derivatives regulation Part A: With respect to the authorisation and supervision of: OTC derivatives market participants; T

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-10-23 10:44:33
18Financial regulation / Financial Industry Regulatory Authority / Government / Economy of the United States / Commodity Futures Trading Commission / Mary Schapiro / NYSE Euronext / Self-regulatory organizations / Elisse B. Walter / U.S. Securities and Exchange Commission

Teachers Workshop Program

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Source URL: www.sec.gov.

Language: English - Date: 2010-07-19 17:29:21
19Finance / Commodity Futures Trading Commission / Commodity Exchange Act / Commodity Exchange Authority / Amaranth Advisors / Futures contract / Gary Gensler / Sean O. Cota / Commodity Futures Modernization Act / Financial economics / Financial markets / Financial system

Microsoft Word - Program for CFTC.doc

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Source URL: www.eba-net.org

Language: English - Date: 2013-08-29 16:10:15
20Government / Mary Schapiro / United States securities law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Gary Gensler / Christopher Cox / Daniel Tarullo / Elisse B. Walter / Commodity Futures Trading Commission / Economy of the United States / Financial regulation

Orrick Client Alert December 19, 2008 President-Elect Obama Names SEC and CFTC Chairmen and Fed Governor President-elect Barack Obama yesterday announced that Mary L. Schapiro will be the next SEC

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Source URL: www.orrick.com

Language: English - Date: 2013-01-04 13:24:13
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